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OppenheimerFunds has signed an agreement to buy SteelPath Capital Management and SteelPath Fund Advisors, an energy infrastructure investments company focused on the Master Limited Partnership sector.
July 17 -
Raymond James & Associates hired former Morgan Stanley Smith Barney advisor Tom Shoup as the new senior vice president of investments in its Atlanta office.
July 17 -
Eugene M. Lerner has spent his six-decade career in the financial services industry trying to stay ahead of the curve. His decision to leave Morgan Stanley for HighTower speaks to where he thinks the industry is heading in the near future.
July 17 -
The Securities and Exchange Commission has named Paul A. Beswick as acting chief accountant in the Office of the Chief Accountant, succeeding James Kroeker, who left the SEC last Friday.
July 17 -
Northern Trust has appointed Carl R. Tannenbaum as its chief economist, succeeding Paul Kasriel, who retired from Northern Trust earlier this year.
July 17 -
On July 16, 2012, Northern Trust has appointed Carl R. Tannenbaum as its chief economist, succeeding Paul Kasriel, who retired from Northern Trust earlier this year.
July 16 -
On July 16, 2012, Philadelpia-based Lincoln Financial Distributors, the wholesale distribution subsidiary of Lincoln Financial Group, has added Chris Somers as a regional sales director for its Institutional Retirement Solutions Distribution team.
July 16 -
Ferrara, who was elected during the CFP Boards July meeting last week, is president and CEO of ProVise Management Group, LLC, a Clearwater, Fla., financial planning firm with more than $630 million in assets under management.
July 16 -
Oppenheimer & Co. disclosed Wednesday that it named one of its own to assume duties as New Yorks institutional sales head.
July 16 -
On a three to two vote, the Securities and Exchange Commission charged the nation's exchanges and the Financial Industry Regulatory Authority with developing and maintaining a consolidated and auditable trail of every order, cancellation, modification and executed trade on 13 national stock exchanges, 10 options markets and through more than 200 broker-dealers.
July 13
