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Raymond James announced Monday that it hired Martin Gelb and Sonya Gelb Choeff. The father-daughter team joined the new Miami Beach branch of Raymond James.
April 18 -
RidgeWorth Investments has hired Robert Zakem as chief compliance officer and general counsel and Joseph O'Donnell as chief compliance officer for RidgeWorth Funds.
April 18 -
The BNY Mellon unit is beefing up its global research offerings for its registered investment advisor, broker-dealer and hedge fund customers.
April 14 -
Sal Naro, who was the former Markit Group executive vice president and Sailfish Capitals co-founder and managing partner, was also appointed vice chairman of the parent company Jefferson National Financial Corp. and elected to its board of directors.
April 13 -
It's not exactly cats and dogs living together, but a new white paper from Sanctuary Wealth Services surmises that independent advisors and wirehouse brokers could definitely learn a lot from each other when it comes to attracting and retaining clients and would do well to learn from each other's mistakes in the future.
April 13 -
G. Kennedy Thompson, a former chairman and chief executive of Wachovia Corp., will join the board of BNC Bancorp in High Point, N.C.
April 13 -
The Port Jefferson, NY team previously had $1.8 million in annual production and $277 million in assets under management.
April 12 -
Washington Wealth Management, a Middleburg, Va., based registered investment advisory firm, announced it hired Jordan Ball as a regional vice president for its newly opened Richmond, Va., office.
April 12 -
Scott McCuaig stepped down from his leadership role at broker-dealer subsidiary Stifel Nicolaus & Co.
April 11 -
Kelli K. Hill has joined Sentinel Investments as vice president and co-manager of the Sentinel Capital Growth Fund, Sentinel Growth Leaders Fund and Sentinel Growth Opportunities Fund, working alongside Elizabeth R. Bramwell, senior vice president and lead portfolio manager of the funds.
April 11




