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What do former president George W. Bush, country songwriter Pat Green, four days of advisor-focused panels, and a dance party have in common? They are all aspects of Raymond James' 2013 national conference.
March 28 -
FSI has added Derek Bruton of LPL and Seth Miller of Tranamerica Financial Advisors to its board.
March 28 -
The happiness of the independent advisor appears to be slightly overrated. By a slight but significant margin, advisors in RIAs arent as happy with their careers as those in wirehouses.
March 28 -
American Century Investments has named Joseph Schultz head of intermediary sales, responsible for the firms field and internal sales businesses, including wirehouses, regional and independent advisors, registered investment advisors, insurance company advisors and broker-dealer key account management.
March 28 -
Two private equity firms have teamed up to buy their way into the alternative mutual fund space.
March 27 -
Aquiline Capital Partners and Genstar Capital, two private equity firms, are set to Acquire Genworth Wealth Management for $412.5 million.
March 27 -
Eight former Morgan Keegan & Co. mutual-fund directors agreed to settle U.S. regulatory claims that they allowed assets backed by subprime mortgages to be overvalued as the housing market collapsed in 2007.
March 27 -
Northern Lights Distributors has appointed Brian Nielsen as chief executive officer and Bill Wostoupal as president, effective immediately.
March 27 -
Barnaby Grist, Ceteras executive vice president of wealth management and a high-profile hire from Charles Schwab in 2010, is stepping down to care for his parents in England and his wifes parents on the East Coast, says a spokeswoman for the broker-dealer network.
March 27 -
