Practice

Bank of America, the second- biggest U.S. lender, agreed to pay government-backed Freddie Mac $404 million to resolve mortgage-repurchase claims.

Can broker-dealers legally force reps to purchase E&O insurance?

Advisors are using integrated contact management systems to reach out to clients in innovative ways.

Looking to move? Here's how you can get everything you think you're worth.

Teams need strong leaders to succeed. Are you one?

Advisors don't often discuss philanthropy with clients. Here's why that's a money-losing mistake.

Identifying problem transactions immediately can help keep you off the witness stand.

Planners may soon have one more investment option to counsel clients about.

The regulator may make it harder for some brokers to clear their name.

Dennis Concilla, expert on the Protocol for Broker Recruiting and an attorney with Carlile Patchen & Murphy, discusses Protocol's origins, the possibility of an update, and its impact.