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After an investigation reveals mislabeling, advisors told to stop describing themselves as "fee-only" on the CFP website.
November 1 -
One recent study identifies advisors who reached $50 million in AUM despite having less than five years of experience. Here's how they did it.
November 1 -
The firm added three advisors in the Palm Beach market, where business is growing.
October 31 -
The firm snapped up four Merrill Lynch advisors overseeing a total of $3.1 billion in assets.
October 31 -
Pimco, the bond manager that started expanding into stocks four years ago, hired Virginie Maisonneuve from Schroders to lead the push after Neel Kashkari left in January.
October 31 -
The agency's chief administrative law judge has dismissed a commission order instituting cease and desist proceedings against two UBS executives in Puerto Rico for allegedly misleading mutual fund investors.
October 31 -
The former central region president will now oversee the Private Client Reserve and its 1,300 financial professionals nationwide
October 30 -
LPL Financial broke out of its recruiting slump in the third quarter, adding 154 net new advisors, nearly five times as many as the previous quarter.
October 30 -
The firms advice and wealth management division accounted for almost 40% of firm-wide profit.
October 30 -
Net inflows from wealthy clients in emerging markets slowed in the third quarter according to the worlds largest private bank for the rich.
October 30
