Industry

He says the industry has become much more diverse and supportive, but there’s still a long way to go.

The same trends upending other industries offer opportunities for advisory practices to get ahead of the competition.

A law firm’s analysis of what the self regulator is doing to rein in bad brokerages and advisors marshalls data not easily found.

Check out the advisor moves, M&A and other news of the week in wealth management.

A judge’s decision puts new pressure on the brokerage industry watchdog and the SEC.

Fintech deals totaled $348.5 billion in 2021. Here are the trends causing the record transaction wave.

Heather von Zuben is one of a small number of Latina executives on Wall Street.

The sale of the robo advisor represents a $1.6 billion dollar vote of confidence for all financial advisors, says Riskalyze CEO Aaron Klein.

The CEO and board member Dani Fava stepped down from a startup that has helped more planners gain familiarity with digital assets.

Susan McKenna, the financial planning software’s head of marketing and business development, has been named interim CEO.