-
The Securities and Exchange Commission announced that Robert J. Keyes has been named Associate Regional Director and Chief of Regional Office Operations in the agency's New York Regional Office.
April 8 -
The Securities and Exchange Commission announced that Robert J. Keyes has been named Associate Regional Director and Chief of Regional Office Operations in the agency's New York Regional Office.
April 7 -
The Securities and Exchange Commission has named Kathleen Griffin as the agency's first chief compliance officer in an ongoing effort to strengthen its internal compliance program.
April 7 -
After about nine months on the job, AIG's CEO says he's not yet ready to return to his retirement. Robert Benmosche, AIG, Edward Liddy, ALICO, AIA Group
April 7 -
Grady's appointment is the latest effort by Moelis & Co. to expand its financial institutions group
April 6 -
-
UMB Fund Services has renamed its Alternative Investment Services division JD Clark & Company, the company said today.
April 1 -
A new president at Penn Mutual, executive changes at Merrill Lynch, and more.
April 1 -
Firm's global fixed income group now includes over 450 professionals
April 1 -
Rep-as-advisor managed accounts have been steadily growing in popularity and will continue to do so in the short-term, but Cerulli Associates see growth dampening because of the accounts nondiscretionary nature.
March 31
