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Compliance attorneys for large wealth managers outline which questions are critical in light of the substantial regulatory requirements.

Gregory Matisoff is an associate in Venable LLP’s Tax and Wealth Planning Practice.

Carol Calhoun is a counsel in Venable LLP’s Tax and Wealth Planning Practice.

Katherine Doty Hanniford is a senior associate at Alston & Bird LLP in Washington, D.C., on the firm’s Technology & Privacy and Cybersecurity Preparedness & Response teams. She focuses her practice on cybersecurity and privacy compliance and enforcement.

Tim Foley is counsel at Alston & Bird LLP in Washington, D.C., in the firm’s Financial Services & Products Group. He advises broker-dealers and other financial institutions in regulatory compliance and enforcement matters involving the SEC, FINRA, self-regulatory (SRO) agencies and state and foreign regulatory agencies.

Maria Schuld is division executive of the Core and Banking groups at FIS.

The IRS now says some unwanted RMDs can be undone, eliminating the tax bill

Amy Smith, CPA is the Senior Manager, Master in Professional Accounting at HeimLantz CPAs and Advisors in the MD and VA Offices.

Here's what advisors need to know as the agency continues remote exams.