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A $6 billion RIA deal may signal a reversal of lackluster market activity.

Workers looking to retire comfortably are more in need of professional guidance than they realize — and there are a lot of them.

The regional BD’s newest hires oversaw $230 million in client assets.

Actions against advisors and fund companies accounted for nearly a quarter of all standalone cases, even while budget constraints and legal setbacks hobble enforcement efforts.

The IRS announced upward adjustments for 401(k), 403(b)s and other plans.

Ann Marie O’Brien, R.N., is national director of health strategies at UnitedHealthcare

Owners in transition should make a clean break to avoid confusion, says consultant David DeVoe and former Aspiriant CEO Tim Kochis.

The new factor-based products will extend the manager’s focus on data-driven investing.

Kevin D. Finger focuses his practice at Greenberg Traurig on complex civil and bankruptcy litigation, corporate compliance, and white collar criminal matters. He has substantial experience litigating in the bankruptcy courts, as well as handling high-stakes commercial litigation for major corporations and their officers and directors.

John B. Hutton III is a restructuring advisor and a bankruptcy litigator at Greenberg Traurig LLP. He has wide-ranging experience representing debtors, trustees, secured and unsecured creditors, asset purchasers, indenture trustees and bondholders across various industries, with a particular focus on municipal finance/ tax-exempt bonds, real estate, and hospitality.