The Latest

  • Many taxpayers can expect a lower tax bill under the new law and should consider adjusting their withholding to put the money to good use.

    March 6
    Tax by Bloomberg News
  • Sarah Swanbeck is a public policy analyst with expertise in California state and local governance and budget issues. She previously worked in Legislative Affairs for California Common Cause, a nonprofit that advocates for more open, honest, and accountable government. Outside the realm of California politics, Sarah has spent years working as a policy analyst on both state and local issues. As an analyst for the Controller in San Francisco, she worked with a range of city departments to improve the efficiency and effectiveness of their services. She also previously worked for the Public Policy Institute of California and the the California Public Utilities Commission on state energy and water policy. She holds an MPP from the Goldman School of Public Policy at UC Berkeley and a BA in Economics from Wellesley College.

    March 6
    Sarah Swanbeck
  • Sarah Anzia is a political scientist who studies American politics with a focus on state and local government, elections, interest groups, political parties, and public policy. Her book, Timing and Turnout: How Off-Cycle Elections Favor Organized Groups, examines how the timing of elections can be manipulated to affect both voter turnout and the composition of the electorate, which, in turn, affects election outcomes and public policy. She also studies the role of government employees and public-sector unions in elections and policymaking in the U.S. In addition, she has written about the politics of public pensions, women in politics, the historical development of electoral institutions, and the power of political party leaders in state legislatures. Her work has been published in the American Political Science Review, the American Journal of Political Science, the Journal of Politics, the Quarterly Journal of Political Science, and Studies in American Political Development. She has a Ph.D. in political science from Stanford University and an M.P.P. from the Harris School at the University of Chicago.

    March 6
    Sarah Anzia
  • After both firms exited the Broker Protocol, their attempts to browbeat advisors have largely failed, one recruiter argues.

    March 6
    Mark Elzweig
    Mark Elzweig Co.
  • Rival firms like Ameriprise could stand to gain as advisors adapt to new recruiting realities.

    March 6
    UBS NYC Headquarters Bloomberg News photo
  • The move comes at a bad time for the firm, which amid scandals and mounting regulatory scrutiny has lost more than 300 advisors in a year.

    March 6
    Wells Fargo V3 by Bloomberg News
  • Form U4s and U5s don’t always match up, but it’s still the advisor’s responsibility to be proactive, writes compliance expert Alan J. Foxman.

    March 6
    Form-U-5-Form-U5-Finra-IAG
  • The firm’s hot recruiting streak forges ahead with another grab from a rival firm.

    March 6
    Raymond James by Raymond James
  • The regional broker-dealer is gearing up for another big recruiting year in 2018.

    March 6
    Janney-generic-lobby