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Hiring young planners is one thing but keeping them happy is another.

A recent agency memorandum cited several legal cases to back up its opinion.

The regulator says that it issued a notice in 2009 to broker-dealers regarding the risks and complexities of nontraditional ETFs. FINRA says Oppenheimer failed to implement these policies.

Investors poured an estimated $144 million into the Janus Global Unconstrained Bond Fund in May.

The new hire will oversee manager research, the selection process and monitoring activities for the firm's Wealth Management Investments Group in New York.

The brokerage firm also added new members to its asset management team.

Better engagement and smart analytics can "lift revenues significantly," according to the Global Wealth Report.

Amanda Eisenberg is a former associate editor of Employee Benefit News.

Bauman is a member of the firm Miller Johnson Attorneys and has been practicing law since 1986. Her practice is focused on representing employers with regard to employee benefits and executive compensation.