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Satayan Mahajan is CEO of Datalign Advisory, an AI-enhanced platform that enables one-to-one matches between consumers seeking a financial advisor and advisory firms.

He is an experienced entrepreneur; a frequent guest lecturer in the field of product design, innovation and entrepreneurship; and holds several patents in blockchain, artificial intelligence and natural processing.

More planners are dropping their FINRA registration but keeping some ties to independent wealth management firms once thought to be in a different channel.

Nicholas Takahashi and his team are accused of deliberately trying to poach the clients of a former colleague managing hundreds of millions in assets and producing more than $1 million a year in revenue.

Donald Trump discussed various items related to the Fed and its independence and stated he would not nominate Jerome Powell for another term as chair. Gennadiy Goldberg, head of U.S. rates strategy at TD Securities, discusses what a Trump presidency may mean for the Fed.

Morgan Stanley and Edward Jones meanwhile are giving their advisors new stomping ground in midtown Manhattan offices.

The incoming GOP majorities in the House and Senate mean Trump can enact a tax bill without making concessions to Democrats.

Large-cap funds are generally defined as those that invest in companies with over $10 billion in market capitalization and are often considered safer than small-cap funds.

Experts have amassed a wealth of resources and evidence to help financial advisors adapt psychological methods to their practices when onboarding customers.

John Turley-Ewart is a regulatory compliance consultant and Canadian banking historian.