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There's a new method of counting defined contribution retirement plan participants that can make a big difference for clients.

Fintech Flourish topped $5 billion in assets under custody and is launching into fee-based annuities; CEO Max Lane said he's learned a lot about the importance of data integration along the way.

Jess Vento is the senior director of solution engineering, education and support at Crunchafi. With an extensive accounting background, she has led large teams in real estate, managed software transitions and educated nonaccountants on financial concepts. 

The research-driven program recognizes RIAs with superior company practices, programs and benefits.

The research-driven program recognizes brokerages with superior company practices, programs and benefits.

The research-driven program recognizes money managers with superior company practices, programs and benefits.

The Securities and Exchange Commission's overly broad expansion of the Dealer Rule is only the latest example of the agency's yearslong effort to stifle innovation in a vibrant and growing industry.

Mike DeKock is founder and CEO of MJD Advisors, a compliance company fighting the mindset that compliance is complicated by offering simple, exciting and straightforward solutions to complex challenges.

A young engineer hopes his investments will grow, not his tax bill. What can he do to ward off Uncle Sam?

Firms' aggressive pursuit of repayment of recruiting loans is likely a reflection of how massive some recruiting deals have become in recent years.