Envision Financial Systems, Inc.
Brian Jones
Executive Vice President
650 Town Center Drive, Suite 1800
Costa Mesa, CA 92626
949-579-9195
Year SA services began: 2006
Envision Financial Systems offers on-demand mutual fund investor recordkeeping services and/ or technology to broker dealers, trust departments and other financial intermediaries looking either for a subaccounting platform or an alternate to direct ‘check and app’ mutual fund business. Envision’s offerings support load and no-load business.
Subaccounting: Self-clearing intermediaries can create efficiencies, simplify their integration with other platforms, and optimize customer satisfaction using Envision’s investor subaccounting system. Our on-demand Software as a Service uses modern technology to help streamline your recordkeeping operations.
FundKeeper: Envision Financial Systems and U.S. Bank Global Fund Services have collaborated to bring financial intermediaries a new approach to managing mutual-fund-only investor accounts. An alternative to both conventional brokerage and direct-at fund business, FundKeeper consolidates direct-at-fund accounts onto a single platform so broker dealers can deliver-- from a single servicing point—all services currently provided by the mutual fund family.
FundKeeper enables the broker dealer to execute on new accounts, suitability and compliance, commissions, level load, web access, statements and more. FundKeeper leverages omnibus accounts to eliminate multiple contacts points and data sources at fund families.
Furthermore, FundKeeper:
• Reduces the paper associated with account opening and transfer process
• Provides a solution to cost effectively service small and orphaned accounts
• Eliminate the myriad of brokerage fees and unneeded brokerage capabilities for mutual fund accounts
• Offers real-time programmatic trade checks that alert the reps and firm principals of issues
• Consolidates commission, position and transaction data across fund families into a single file
• Moves reps and the back office into a centralized recordkeeping environment controlled by the broker dealer
• Simplifies and enhances the rep and client experience while generating revenue
• Delivers a universal, transaction-enabled advisor and investor internet portal
• Links seamlessly to positions held away via Direct Account Networking
• Eases the compliance, legal and financial risks associated with direct-at fund investing and recordkeeping