Envision Financial Systems, Inc.
Brian Jones
Executive Vice President
650 Town Center Drive, Suite 1800
Costa Mesa, CA 92626
949-579-9195
Year TA system sale/lease services began: 1997
Envision’s award-winning Investor Management Suite is focused on the investor record keeping needs of mutual fund companies, mutual fund transfer agents, alternative investment sponsors, 529 providers and broker-dealers. The intuitive, rules-based platform provides:
• A tightly integrated imaging and workflow system to manage and automate operational process flows
• A shareholder and financial intermediary device-responsive internet access portal for account inquiry and trading
• A correspondence solution to produce tailored communications to investors
• Bank account and trade reconciliation capabilities, including dashboards for money movement and revenue management
• A full set of Application Programming Interfaces (“APIs”) to facilitate real- time integration with enterprise applications
• Real-time cash availability so portfolio managers can maximize investing throughout the day
• A process control dashboard that allows system users to manage daily processing activity issues that require attention
• Robust compliance controls including more than 500 systematic controls and warnings to ensure compliance with regulatory, company and fund policies.
• Detailed lot tracking underlying complete load and no-load capabilities, multi-currency features, money market fund support, dealer services and automated NSCC/ DTCC AIP interfaces.
• Embedded cost basis calculations and information compliant with all IRS requirements that simplifies specific the lot selection by allowing shareholders to select tax strategies to automate the redemption of tax lots.
Clarity Compliance
Clarity Compliance is an on-demand 22c-2 service that allows fund companies and service providers, regardless of the transfer agency or sub-accounting system, to collect and monitor shareholder trading activity against user-defined trading rules. Clarity Compliance allows business users to establish trade monitoring strategies and manage exception processing. Clarity Compliance removes time consuming manual effort associated with non-standard data acquisition. With a simple and intuitive interface, users can schedule or make ad-hoc data requests at any time.