-
Caleb Fackrell repeatedly called his behavior “insane” in his testimony, according to transcripts obtained by Financial Planning.
December 22 -
The No. 20 IBD unveiled a total of 15 practices joining its ranks in the fourth quarter.
December 21 -
The bank chose to integrate its program after its acquisition of 18 New York-based branches of First Niagara Bank last year.
December 19 -
The five consultants spent a combined 55 years at the No. 1 IBD, and they set up shop near two of its main corporate offices.
December 18 -
LPL's acquisition of National Planning Holdings' assets alone resulted in 10 moves of $744 million or more of clients assets.
December 18 -
Exclusive: The No. 4 IBD unveiled a new bank-based team even as its competitor began revealing its retained firms under the acquisition.
December 15 -
The IBD network says it has added 583 advisors so far this year.
December 14 -
Roughly 300 ex-NPH advisors have chosen smaller IBDs over LPL Financial after its massive acquisition.
December 13 -
Team of 9 advisors is latest to depart amid transition to LPL.
December 12 -
Meet the best of the best in the bank channel. Read about how they approach their jobs, how they serve clients and how they made the list.
December 6