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Most credit unions don’t offer planning services, and affiliating with the No. 1 IBD could help CUNA Brokerage change that, the firm’s president says.
June 22
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The multigenerational practice decided it was time to make the move.
June 21
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The 10-person practice, rebranded as Puzzle Wealth Solutions, is led by CEO John Klaas and COO David Millington.
June 21
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Good Life Companies fosters competition among wealth managers for its own health and runs food stores and a gym.
June 17
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CUNA Mutual Group’s wealth manager of 550 financial advisors will almost certainly represent the largest recruiting move in the sector next year.
June 14
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The Dallas-based hybrid RIA has more than 100 reps, and, if they follow the chief’s exit, it would be the the No. 1 IBD’s largest loss since 2019.
June 11
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The PE-backed hybrid RIA is acquiring a practice with nine financial advisors managing $1.46 billion in client assets.
June 9
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The barred ex-rep funneled clients’ money into a shell company he falsely called a sub advisor, according to investigators.
June 4
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With technology upgrades and the hiring of former TD Ameritrade recruiters, the No. 1 IBD eyes further expansion in the RIA channel.
May 21
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The Financial Services Institute blasts the move and won't rule out legal action to reinstate the more favorable Trump-era regulation.
May 12
