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LPL Financial
LPL loses $142M team but adds $170M firm amid mixed recruiting results
Kestra grabbed a practice from the No. 1 IBD, but it gained another one while preparing for a top executive’s departure.
$1.3B hybrid RIA to exit LPL in bid for growth under TD Ameritrade, PCS
The practice has spent 22 years with the No. 1 IBD, but it will be at least the eighth practice of its type to leave amid changes to the firm’s policies.
FP50 2018: Which independent broker-dealers have the highest net capital?
The combined amount across the top 10 firms has jumped 37% to $385.3 million over the past three years.
Advisor sues LPL for defamation in 2016 election trading investigation
The No. 1 IBD cleared him of any wrongdoing then said he still faced the probe after leaving the firm months later, according to the lawsuit.
$415M Wells Fargo team bolts for LPL amid Broker Protocol uncertainty
The No. 1 independent broker-dealer has grown beyond the wirehouses, but it added about 100 fewer advisors than expected from its major acquisition.
Advisors on the move: 49 of the biggest, most recent jumps
While Raymond James and Stifel are on hiring sprees, Wells Fargo is still losing talent.
LPL’s Bill Morrissey to step down as firm taps replacement from UBS
The No. 1 IBD’s top recruiting executive announced his retirement after the firm disclosed some mixed recent results.
LPL takes a shortcut to blockchain
The No. 1 IBD launched an investment offering aimed at the distributed ledger technology its research unit says could disrupt nearly every industry.
Wielding its size advantage, LPL grabs $330M team from Lincoln
The firm’s principal says his team wanted to join the No. 1 IBD, which is testing larger recruiting offers.
With acquisition of $494.5M firm, LPL-affiliated RIA is on an M&A roll
Wealth Enhancement Group has nearly doubled its assets over a two-year period.
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