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LPL Financial
LPL’s big National Planning Holdings buy is a high-stakes bet
The nation’s largest broker-dealer must convince thousands of NPH advisors to make the transition.
How Amazon's Alexa will upend wealth management
The technology underpinning Alexa can automate meetings, update clients and even deliver advice.
LPL buys National Planning Holdings with eye toward 17,000-advisor firm
The nation’s largest IBD paid $325 million, but it may spend as much as $508 million in the deal.
National Planning loses $340M firm amid reports of looming sale
Securities America adds 10 advisors in the second recent poach by a Ladenburg Thalmann firm.
LPL advisors see challenges ahead
The company spent $77 million on technology last year, but difficult changes lie ahead.
Majority of mutual funds underperformed over 10 years: News Scan
Large-cap equities were the only group of offerings that outperformed their respective benchmark.
LPL loses hybrid RIA to Triad
The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.
LPL brokers, OSJ manager defrauded 200 federal employees: SEC
The advisors collected $1.7 million by fraudulently pushing variable annuities, investigators say.
LPL loses another top team to Cetera
The advisors come from a firm reported to manage over $5 billion in assets.
For fintech inspiration, LPL turns to Acorns, not Betterment
The IBD spent $77 million on technology upgrades in 2016.
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