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LPL Financial
Following LPL deal, Woodbury Financial poaches $435M National Planning firm
The team marks at least the second to opt for a smaller IBD over the nation’s largest.
LPL super OSJs merge as broker-dealer consolidation intensifies
IHT Wealth Management now has $2.4 billion in client assets.
After LPL deal, $1.3B National Planning firm bolts for Commonwealth
The move marks the latest in a frenzied period one recruiter describes as “a feast.”
FP50 2017: Which IBDs made the most in annuity sales?
See which firms took in the most revenue last year amid an industry-wide slump.
IBD and wirehouse ‘dinosaurs’ fighting for survival
As RIAs and regulations reshape the industry, the concern is real, a new Cerulli report says.
NICSA awards industry veterans and leaders for innovation
BNY Mellon, DST Systems and State Street are among the firms recognized for their excellence and operational achievements.
In latest National Planning exit, $350M RIA joins Royal Alliance
The BD says it has recruited 83 new reps this year as part of Advisor Group’s overall haul of 295.
Magazine
Industry veterans and leaders awarded for their innovation
Oct. 2: Honorees in NICSA's NOVA Awards are recognized for their attention to cost reduction and implementation of smarter technology.
Ex-LPL advisor faces fresh charges in alleged fraud
Recent criminal charges parallel another case brought by the SEC against the broker.
Uniform fee charts gather steam: Merrill Lynch and Cetera sign on
27 firms have signed on to the standard, but state regulators and industry groups are pushing for more.
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