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Large retirement plan providers tried to offer Californias teachers and other education workers simpler plan options, but the Financial Services Institute said it should not come at the expense of access to quality personalized investment advice.
May 4 -
Robert W. Baird & Co. plans to keep up its hiring pace this year following overall record revenue for 2011 that was bolstered in part by the firms financial advisors, John Mabee, managing director and vice chairman of the firms private wealth management group said in an interview.
May 4 -
Two groups representing mutual fund independent directors and trustees are joining together to voice their concerns about the changes to money market funds currently being considered by the Securities and Exchange Commission.
May 4 -
St. Petersburg, Fla.-based Eagle Asset Management, Inc. announced that Kerry Anne Murphy has joined its institutional sales team.
May 4 -
Hedge fund-turned-mutual fund RiverPark Advisors LLC has launched the RiverPark/Gargoyle Hedged Value Fund, a conversion of the Gargoyle Hedged Value Fund L.P.
May 4 -
Los Angeles-based TCW has hired Jerry Cudzil as Head of U.S. Credit Trading, a new role within the firm.
May 4 -
The Dow Jones Industrial Average shed 62 points to finish at 13,206.59 Thursday ahead of the much-anticipated April jobs report.
May 3 -
Your IRA Expert takes on questions about SEP contributions and 457(b) rollovers.
May 3
Ed Slott & Co. -
Clients interested in guaranteed lifetime income? Now you have one more option to offer, courtesy of Great-West Life & Annuity Insurance Co.
May 3 -
Every year FINRA sends hundreds of inquiries to firms that are not broker-dealers, including RIA firms, about suspicious trading. How you respond is critical.
May 3
