News Feed

BNY Mellon announced Monday it hired Mitchell Harris as president of its investment management division.

Willie Keeler and Robert Frost knew the importance of “hitting ‘em where they ain’t and A Road Not Taken—Will your clients embrace the same ideas?

We’ve all heard the statistics: Women still get paid far less than men and women’s work is undervalued by society. But a new survey released by The Penn Mutual Life Insurance Company on Friday reported something we may not have realized - women themselves are undervaluing their own work, with potentially devastating consequences.

Stock prices will continue to rise, says Janney, Montgomery, Scott; Barclays is bullish on Chinese stocks and emerging markets as a whole; Federated recommends Danish and Norwegian stocks; Shlomo Benartzi explains why stock prices change with the weather, plane crashes and soccer victories.

Despite recent market fluctuations, 55% of investors remain bullish about the market and expect the Standard & Poor’s 500 to increase between now and the end of the year.

A federal judge in Orlando, Fla., has permanently barred Richard Goble, president of a defunct clearing firm and a FINRA critic, from the securities industry and ordered him to pay a fine of $7,500.

Only one mutual fund company (name not known) has signed up so far for the cost-basis reporting service of the Depository Trust & Clearing Corporation.

ETF Securities Marketing has expanded its U.S. sales team with the hiring of Josef Valdman and Justin Levantino.

There's a new world order coming in mutual funds. And a new form of wholesaler - colloquially called a "schmeek" - will be helping financial advisers understand its new complexity and sell a constantly evolving kaleidoscope of new products to individual investors.

As the Securities and Exchange Commission and Commodity Futures Trading Commission try to create rules governing the burgeoning $700 trillion over-the-counter derivatives market, buy-side firms want to ensure they aren't left out in the cold.