News Feed

To meet the needs of the swelling ranks of women investors, Wall Street needs to grow our own female advisors, writes Judy Morrill.

Eliminating the step-up in basis for calculating taxes may not become law, but it’s worth exploring options with your small enterprise-owner clients, says Sophia Duffy.

O’Connell violated six state laws, according to a regulatory complaint.

With Intelliflo, the insurance giant hopes to expand agents’ ability to offer wealth management and financial planning.

Join the newly appointed executive for a look at the changes happening at the online financial services company and broader fintech industry.

A roundup of this week's news includes advisors on the move, new hires

Clients depend on us to know not just how to handle their investments, but why they are investing in the first place.

The nonprofit is serious about weeding out bad actors among CFP holders, writes Tom Sporkin, the official hired to run its compliance efforts.

Philadelphia-based Janney Montgomery Scott added three teams from Wells Fargo and Merrill Lynch across two states managing $1.4 billion in client assets.

A new TIGTA report warns, however, that many didn’t follow the rules and could face potential tax penalties.