Earlier this week Financial Planning reported on a request for comment FINRA sent around, seeking input regarding some changes it is weighing with respect to BrokerCheck. FINRA is considering including the reason for a broker’s termination as well as scores on industry qualification exams, and also asked for input on whether or not it should provide BrokerCheck information to for-profit companies. The proposed changes prompted a swift and strong response from readers, as can be seen in the discussion board excerpts below. To join the discussion, click here. The original FINRA notice can be found here.


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