AUSTIN - Karen Becker has met the "new"
Becker, chief compliance officer and senior vice president at the $100 billion
She said the new buzzword at the SEC is "forensic accounting," or the method of honing in on specific areas of risk. As a result, SEC examiners are asking for mounds of electronic information, particularly e-mails. And in Becker's experience, they wanted to see e-mails that belonged to the CCO, the firm's general counsel, any number of other executives and even terminated employees.
"It was very broad," she said, adding that examiners even looked over her employees' shoulders while they scrolled through scores of e-mails, trying to ferret out suspicious subject lines.
"They're looking for trends and patterns and what can go wrong," Becker told her colleagues at the