The high price of not keeping up with regulatory demands is well documented, but some in the fund industry are growing increasingly concerned about the growing costs of implementing new measures to keep up with a steady stream of proposed requirements.

The Securities and Exchange Commission, as well as other regulatory and trade groups, such as the Investment Company Institute, have in recent months proposed increased disclosure of costs at the point of sale, as well as of breakpoints.

Subscribe Now

Access to premium content including in-depth coverage of mutual funds, hedge funds, 401(K)s, 529 plans, and more.

3-Week Free Trial

Insight and analysis into the management, marketing, operations and technology of the asset management industry.