More than 80% of investment advisors would prefer to pay user fees to fund greater SEC oversight than to be overseen by a self-regulatory organization, a major new study found. 

Boston Consulting Group conducted an economic analysis of the issue at the request of the CFP Board, the Financial Planning Association, the Investment Adviser Association, the National Association of Personal Financial Advisors and TD Ameritrade Institutional.

Register or login for access to this item and much more

All Financial Planning content is archived after seven days.

Community members receive:
  • All recent and archived articles
  • Conference offers and updates
  • A full menu of enewsletter options
  • Web seminars, white papers, ebooks

Don't have an account? Register for Free Unlimited Access