The Securities and Exchange Commission has announced the dates and locations of its regional CCOutreach seminars. Taking place between April and June, they will be held in: Atlanta, Baltimore, Boston, Charlotte, N.C., Chicago, Cleveland, Denver, Hartford, Conn., Los Angeles, Miami, Memphis, Tenn., New York, Portland, Ore., Richmond, Va., San Francisco, Seattle and Wilmington, Del.

Topics to be covered include: the examination and risk assessment process; books, records, disclosures and filings; brokerage arrangements, best execution, trade allocation and soft dollars; portfolio management and performance; and marketing, advertising and distribution.

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