As more investors buy shares of mutual fund companies through their broker-dealers, those broker-dealers are taking on processing tasks that would otherwise be done by the mutual fund companies or their service providers.
Problem? Two actually.
Access to premium content including in-depth coverage of mutual funds, hedge funds, 401(K)s, 529 plans, and more.
3-Week Free Trial
Insight and analysis into the management, marketing, operations and technology of the asset management industry.
Have an account? Sign In