At the same time mutual funds are scurrying to meet new regulatory requirements by Oct. 5, the National Investment Company Service Association (NICSA) is about to start a survey of compliance practices. NICSA is conducting the survey in partnership with Diversified management Resources, and it is sponsored by PA Compliance, SalesLink Corporation and PFPC.

"This is a very timely project," said Barbara V. Weidlich, president of NICSA. "More than ever, compliance is a concern not only to compliance officers but to all executives in the money management business."

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