The
The NYSE's market-timing "cases against mutual funds have largely been wrapped up, but many individuals could be in the cross hairs," Merrill said.
"Now, we're beginning to focus on the individual brokers who were facilitating market timing of customers, and we're looking at supervisors of those brokers," she added. "There's quite a number of individual and supervisor cases ongoing in the market-timing area."
Indeed, just last week
The staff of Money Management Executive ("MME") has prepared these capsule summaries based on reports published by the news sources to which they are attributed. Those news sources are not associated with MME, and have not prepared, sponsored, endorsed, or approved these summaries.