Between Dodd-Frank, the Volcker Rule and the Uniform Fiduciary Standard initiatives, wealth managers will be dedicating more of their time, planning and technology budgets this year to comply with new regulatory requirements.
An SEI poll of 100 attendees at its “Connections” conference in June found that looming regulatory changes pose the single-largest challenge for 58% of respondents and that 44% said managing these regulatory changes will be their firms’ top priority.
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