Commonwealth Financial Network

CEO Wayne Bloom says the threat of lawsuits in the wake of the new regulation prompted the change, which could be a first among IBDs.

See which independent broker-dealers are beating their larger competitors in attracting new client assets.

See which independent broker-dealers have the highest revenue.

See which independent broker-dealers have the most high-end reps, plus dive into the average production for the top 10.

These firms reported the highest share of accounts topping $100,000.