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Despite falling stock and bond values last year, firms operating in the channel collectively boosted their business. These are the biggest companies among them.
September 12 -
Independent branches are playing a pivotal role in the industry — regardless of anyone's opinion or awareness of them.
September 11 -
The paperwork of moving client assets in a transition is a chore for many advisors, but crucial to their success.
August 30 -
Although nearly all investors in the firm's new survey said tax efficiency was important to them, just over a quarter of them have consulted tax professionals.
August 28 -
Raymond James had scored the big team in May, before Securian's sale of its retail wealth business to Cetera closed.
August 28 -
As revenues fell for other companies, Raymond James' earnings reached new heights — including for its wealth management division.
July 27 -
The hybrid RIA is "out of the woods" after completing its giant custodial and brokerage transition in recent months, CEO Nate Lenz tells FP.
July 18 -
State regulators accused the wealth management giant of charging customers commissions of $75 or more for small equities transactions.
July 11 -
The firm's employee brokerage is bringing Alex. Brown, which it acquired in 2016, more firmly into its fold.
July 10 -
J.D. Power's latest study used a different scaling method that brought down scores across the industry among 15 major firms examined in the firm's annual poll.
July 5