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In a case of déjà vu, this is the second time a father-son team left Wells Fargo for RBC in the past two weeks.
November 9
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The regulator was looking into customer complaints and arbitration claims that rep engaged in unsuitable trading.
November 7
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The senior's investments were overly concentrated with as much as 95% of her portfolio invested at times in oil and gas master limited partnerships.
November 6
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Four of the departures happened in New York following the firm's abrupt departure from the Broker Protocol.
November 2
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The regional firm's new Palos Verdes, California, branch furthers its expansion in the region.
November 2
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Tom Buck was once a top-ranked Barron's advisor at the wirehouse, where he worked for more than 30 years.
October 31
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The addition of the Dominello Investment Group comes as the brokerage continues a hot recruiting streak.
October 30
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The asset management giant is staking a big claim on the advisor desktop, according to one analyst.
October 12
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The addition comes on the heels of RBC luring over a former HighTower executive to serve as its new head of recruiting.
October 11
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The firm scores another recruiting win, this time near its headquarters in Philadelphia.
October 3
