UBS

The wirehouse seeks a recruitment edge over Wall Street banks taking a more hardline approach to in-office days.

The 10-person practice, rebranded as Puzzle Wealth Solutions, is led by CEO John Klaas and COO David Millington.

Jose Ramirez says he doesn't recognize the criminal mastermind portrayed in the SEC's complaint against him.

A state treasurer’s program in collaboration with the Ford Foundation has attracted 18 firms including UBS, BlackRock, Morgan Stanley, Citi and Goldman Sachs.

FINRA arbitrators ordered the wealth manager and closed-end funds manager to pay damages as it resolves outstanding claims stemming from the island’s fiscal crisis.

During first quarter earnings last month, the bank said that it would take a $300 million restructuring charge related to the cuts in the second quarter.

The quartet of financial advisors leaving UBS after a decade also has an advisor with an equestrian specialty.

As wealth managers around the world begin holding customers' digital currencies, the Swiss bank signals it will join in.

The six-person will focus on ultra-high-net-worth families and individuals in South Florida.

Financial Planning continues its four-part analysis of core compensation components at wirehouse, regional and national BDs.