UBS

It's a sign the firm is still selectively hiring despite leaving the Broker Protocol last year.

After both firms exited the Broker Protocol, their attempts to browbeat advisors have largely failed, one recruiter argues.

Rival firms like Ameriprise could stand to gain as advisors adapt to new recruiting realities.

The firm is the latest to adopt new technologies into the client-advisor relationship.

Strengthened legal language recently added to bonus agreements will be removed, according to people familiar with the matter.

The move could help the firm block former advisors from contacting clients.

Thanks to differentiated bets on stocks, equity mutual funds beat benchmarks across the board.

"Simply put, the plaintiff here is looking to be paid the same money twice," a spokeswoman for the Swiss firm says.

A couple in their 60s had vastly different plans for retirement: One spouse envisioned Florida, the other Chicago.

Industry insiders have anticipated increased litigation following UBS and Morgan Stanley's exits from the Broker Protocol.