UBS

A state treasurer’s program in collaboration with the Ford Foundation has attracted 18 firms including UBS, BlackRock, Morgan Stanley, Citi and Goldman Sachs.

FINRA arbitrators ordered the wealth manager and closed-end funds manager to pay damages as it resolves outstanding claims stemming from the island’s fiscal crisis.

During first quarter earnings last month, the bank said that it would take a $300 million restructuring charge related to the cuts in the second quarter.

The quartet of financial advisors leaving UBS after a decade also has an advisor with an equestrian specialty.

As wealth managers around the world begin holding customers' digital currencies, the Swiss bank signals it will join in.

The six-person will focus on ultra-high-net-worth families and individuals in South Florida.

Financial Planning continues its four-part analysis of core compensation components at wirehouse, regional and national BDs.

The annual full-service investor rankings picked a new winner for 2021 while tracking major generational differences.

The largest brokerages typically make comp changes that are ‘evolutionary, rather than revolutionary.’

The recruit oversaw more than $650 million in client assets while at his former employer.