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David Safarian is the latest wirehouse advisor to join the regional broker-dealer.
October 3
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The advisor allegedly tried to help keep a penny stock's price above $2 per share, amassing nearly 630,000 shares himself.
September 20
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The regional firm's new hires joined from FSC Securities, Morgan Stanley and Wells Fargo.
September 20
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The advisors join the regional BD’s offices in Chicago and Nashville, Tennessee.
September 18
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The firm, which has faced racial discrimination allegations, is trying an alternative approach suggested by a professor at Harvard.
September 12
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One of the new hires cited the regional firm's financial planning expertise as a reason he made the move.
September 7
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One of the regional firm's new hires had a previous career as a minister in Louisiana.
September 5
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The regional firm has been a recruiting tear, picking up a number of ex-wirehouse teams.
September 5
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Aaron Parthemer misrepresented investments to his pro athlete clients, the regulator claims.
September 1
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In the last month, RBC has hired six teams from wirehouses and other regional firms.
August 31
