Wells Fargo, which has been dealing with a series of scandals and regulatory issues, has temporarily halted the use of diversity guidelines for hiring after a report that staff held fake interviews with minority candidates to satisfy in-house rules.

The firms respectively settled the regulator’s allegations about suspicious activity reports and the duty of best execution — two major areas of emphasis.

Record-breaking revenue and boosted CEO salaries are just two developments from the eagerly anticipated first-quarter earnings reports.

In a panel held by NASAA, experts from giant wealth managers explained how reps and their teams often serve as the first line of defense.

The wealth programs in the channel are going through a significant shift amid major recruiting moves and consolidation, according to a consultant’s report.

Whether it's a watchdog or up-and-coming advisor, claims and counterclaims are plentiful across the industry.

Higher interest rates, higher deposit and loan balances drove significant growth for the wirehouse this quarter.

The latest legal fight between the firms over departing brokers raises questions about the effectiveness of the Broker Protocol.

Arbitrators granted the wirehouse damages for payment of a promissory note but slammed the conduct of a “management-level employee.”

A trio of advisors dropped Wells Fargo as practices choose between staying with wirehouses or joining the RIA movement.