Career moves

It was Ray Jay’s tech and in-house marketing agency that initially appealed to the team.

It has been a banner year for regional BDs as more than 400 planners joined the fold, according to hiring data analyzed by On Wall Street.

It’s the second biggest move in 2019, and includes an advisor featured in On Wall Street’s Top 40 Under 40.

More wealth management professionals are using Twitter to network and push for change.

The IBD with 8,000 advisors had been without a permanent chief executive since Robert Moore’s departure in March.

Scott Powell will oversee the bank’s relations with regulators as it seeks to shed a Federal Reserve-imposed asset cap.

The ex-Northwestern Mutual advisors dropped their broker registrations, selecting the TAMP and platform’s services in the process.

Among immediate changes, Tim Hockey resigned as chief executive of TD. Here's what else advisors can expect.

The new hires come from rivals Merrill Lynch, Wells Fargo and RBC.

The wirehouse brought on 10 advisors from several rivals.