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The No. 1 IBD’s advisory AUM flows show results from the company’s efforts to reward advisors for choosing its custody instead of outside firms.
December 19
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The No. 1 IBD unveiled positive recruiting numbers for the third quarter, alongside an 84% jump in profits.
October 26
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Planners ranging from sole practitioners to the largest OSJ enterprises welcomed the CEO’s comment that the firm's culture was not aligned with its strategy.
September 4
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The firms may or may not be vying against one another, but their advisor forces are moving in different directions.
August 8
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The No. 1 IBD adapted Riskalyze to its still-evolving ClientWorks portal and added Black Diamond to its discounted vendor program.
July 30
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Dan Arnold says the firm remains interested if deals are a match for the No. 1 IBD.
July 27
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The No. 1 IBD’s top recruiting executive announced his retirement after the firm disclosed some mixed recent results.
June 25
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The firm’s principal says his team wanted to join the No. 1 IBD, which is testing larger recruiting offers.
June 15 -
Independent Financial Partners’ CEO predicts the firm will retain about 80% of its business, despite a daunting series of challenges.
May 17
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The firm broke off from its OSJ and followed four others of its type in leaving the No. 1 IBD after a change in its RIA rules.
May 15
