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The rule unfairly gives brokers a leg up in the marketplace, harming the network’s 1,000 independent advisors, the firm claims.
September 10 -
While the average deal size has climbed above $1.3 billion, solo practices still continue to thrive.
January 24 -
Current billing systems present a number of compliance oversight issues for larger financial institutions, says co-founder Alan Moore.
January 22 -
The planner is among the brightest minds in the financial planning profession, but his endorsement of the organization's certification standards is "decidedly enigmatic."
January 7Financial Planning Hawaii -
The organizers of the XY Planning Network want their RIA event to be a family affair unlike any other in the industry.
September 27 -
The startups competing at XY Planning Network's fintech competition say they're solving RIA practice concerns that the industry has failed to address.
September 26 -
Most apps and automated investing from firms should be understood as sales efforts; private equity is backing tech to replace advisors.
September 24 -
Clashes over the Labor Department's fiduciary rule have carried over into the debate on the SEC's proposed regulation.
August 14 -
Not all vehicles are created equal — and for high earners in particular, the conventional wisdom may not apply.
August 6 -
Whether measuring performance against the market or a client’s own goals, the industry needs accountability.
July 20