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The Commodity Futures Trading Commission voted to approve new rules governing, among other things, when swaps dealers can delay reporting on the size and price of their block trades.
February 24 -
Fidelity Investments reported that its sales of defined contribution plans to small- to medium-sized firmst grew 40% in 2011, reaching commitments of $6.6 billion in assets by years end.
February 23 -
Heres an interactive slide show detailing five advisors who have already found themselves in the SECs crosshairs this year.
February 23
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New information FINRA is exploring adding to the BrokerCheck system could include the reason for and comments related to a brokers termination as well as scores on industry qualification exams.
February 23 -
Fidelity Investments reported strong sales growth last year of defined contribution plans to small and midsized employers in 2011.
February 23 -
The capital markets industry will increase its spending 8.5 percent a year on technology that combats financial crimes, through 2015.
February 23 -
About 60% of those with SIMPLE-IRAs were not aware that employer tax filing is not required.
February 22 -
With our economy in the shape its in, and saving for retirement more difficult than ever, it was critical that this troubling provision be stripped from the bill, according to a statement from FSI President and CEO Dale Brown.
February 22 -
Wade D. Pfau will oversee Retirement Management Analyst designation program as curriculum director.
February 22 -
Pasadena, Calif.-based Retirement Revolution, a recordkeeping and custodial service provider to third party administrators and plan sponsors, has named Frank Bruno as its new national sales director. Bruno will be in charge of managing the sales team for all of Retirement Revolution products.
February 22
