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SEC Chairman Mary Jo White said the agency will review corporate disclosure rules to root out requirements that may be causing information overload for investors.
October 15 -
Hector Sants, head of compliance and government, is to take a temporary leave of absence because of exhaustion and stress less than a year into the job.
October 15 -
Julie Stackhouse at the St. Louis Fed admits that some regulators who once questioned the role of smaller institutions are now committed to hearing their concerns and making improvements.
October 11 -
The board voted Thursday to adopt two attestation standards pertaining to audits of brokers and dealers, along with an auditing standard for broker-dealer audits.
October 11 -
President Obama and House GOP leaders were moving toward an agreement to extend the nations borrowing authority as they remained at odds over terms for ending the partial government shutdown.
October 11 -
Educators say they expect full explanation and transparency.
October 10 -
The crisis represents a call for advisors to offer the one thing most individual investors can't provide for themselves: an objective, experienced and unemotional perspective, unclouded by fear and based instead upon short- and long-term goals.
October 10
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The IRS reminded taxpayers that the filing deadline remains in effect for people who requested a six-month extension to file their returns.
October 10 -
Janet Yellen is expected to take a more hands-on role in bank regulation than her predecessors if she is confirmed to be the next chairman of the Federal Reserve Board.
October 10 -
Municipal analysts and strategists are looking in the health care and housing industries and at credits with intermediate maturities for potential bargains that may be created by irrational fears over the government shutdown and the debt ceiling.
October 8
