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Top House Democrats attempted to halt momentum Wednesday for a bill to delay by 18 months the derivatives provisions of the Dodd-Frank Act.
May 12 -
Investment firms sparred with regulators during a Securities and Exchange Commission roundtable over the potential risk money market funds could pose to the financial system.
May 11 -
Federal Deposit Insurance Corp. Chairman Sheila Bair said Monday she will step down from her post on July 8.
May 10 -
While Shelby has every right to seek changes to laws that don't work, he should give Dodd-Frank and the Consumer Financial Protection Bureau a chance before trying to crush them.
May 10 - Money Management Executive
The Financial Industry Regulatory Authority has hit Wells Fargo Advisors with $1 million in fines for delayed delivery of prospectuses to its mutual fund customers and required regulatory disclosure information about its representatives.
May 9 - Money Management Executive
The Securities and Exchange Commission has proposed requiring financial firms to report in real-time either short sale transactions or positions, as part of an initiative to increase disclosure on the popular practice.
May 9 - Money Management Executive
WASHINGTON--The Securities and Exchange Commission is set to meet Tuesady to address how to prevent runs on money market funds that could disrupt the $2.7 trillion market and the nation's financial system as a whole.The federal regulator will hold a roundtable involving industry experts, academics, other regulators and agencies making up the newly created Financial Stability Oversight Council at its headquarters at 2 p.m. Here is a list of participants.
May 9 - Money Management Executive
As the Securities and Exchange Commission and Commodity Futures Trading Commission try to create rules governing the burgeoning $700 trillion over-the-counter derivatives market, buy-side firms want to ensure they aren't left out in the cold.
May 9 -
The Securities and Exchange Commission is set to meet next week to address how to prevent runs on money market funds that could disrupt the $2.7 trillion market and the nation's financial system as a whole.
May 9 -
Republicans are strongly considering using a rare procedural move to prevent President Obama from making a recess appointment to install a director of the CFPB.
May 9


