-
The Securities and Exchange Commission announced Monday that investors can for the first time access detailed information that money market funds file with the SEC under changes to Rule 2a-7 that it implemented last year.
February 1 -
House Financial Services Committee Chairman Spencer Bachus continued criticism Monday of the administration's delay in offering reforms for the GSEs.
February 1 -
SIFMA wants federal agencies to set realistic deadlines so firms can adjust their compliance practices.
February 1 -
The president of the North American Securities Administrators Association talks about his group's goals for the year.
February 1 -
High-net-worth families can leverage the $5 million exemption.
February 1 -
-
Who will create and enforce a new, uniform fiduciary standard for not just brokers, but investment advisers, as well?
January 31 - Money Management Executive
The Securities and Exchange Commission has charged Connecticut hedge fund Michael Kenwood Group and its principal, Francisco Illarramendi, with misappropriating $53 millino on investors’ funds.
January 31 -
The Municipal Securities Rulemaking Board plans to seek public comment on a series of new rules and interpretive guidance in the next four to six weeks, most of which stem from its new oversight of muni advisors
January 31 -
A federal court has ordered the freezing of assets of a Stamford, Conn., investment adviser and hedge fund manager that has been charged with using $53 million from investors for his own benefit.
January 31
