Regulation

Some employers are not depositing workers’ retirement or health plan contributions.

Fund executives also don’t like the proposed new name “marketing and service fees.”

The mutual fund industry has weighed in through its comment letters on the Securities and Exchange Commission’s plan to rename 12b-1 fees as “marketing and service fees” and capping them at 25 basis points.

The Department of Labor is cracking down on employers who fail to deposit workers’ retirement or health plan contributions but using the money for their own purposes instead.

John Bowman, the acting director of the Office of Thrift Supervision, lashed out Wednesday at the Dodd-Frank Act, arguing it made his agency the scapegoat for the financial crisis and ...

Analysts say growth will stall or slow if upper income households see a tax increase.

The ­Securities and Exchange Commission would violate the Tower Amendment and the principles of federalism if it applies its proposed rules on asset-backed securities to municipal bonds, 14 market groups warned this week.

Top executives want to reassure lawmakers that foreclosure alternatives are paramount.

But IRS Commissioner says the investigation isn’t over and the closed cases so far have averaged more than $200,000 in tax collections per case.

The SEC will vote on raising the threshold for registration from $25 million to $100 million.