RIAs

Clients depend on us to know not just how to handle their investments, but why they are investing in the first place.

The deal formally unites Marty Bicknell and Steve Lockshin, two of the biggest names in wealthtech investing.

Private equity firms are jostling to invest in financial advice firms that they think may become cash cows.

Strategic buyers and consolidators like Captrust are driving a record pace in overall transactions and those involving sellers with at least $1 billion in AUM.

The Colony Group and XML Financial Group are set to bring on an RIA and a wealth management practice, respectively, in the third quarter of 2021. Focus also announced that Sonora Investment Management will join as a partner firm.

The company received $15 million to build out a platform connecting clients to financial planning, investment management and tax professionals.

The regulator’s annual industry snapshot and financial report offer a nuanced picture of wealth management’s most significant dividing line.

Bradley Bruce, a 30-year veteran, brings the 8th Texas group the firm has added.

The two announcements hours apart came after at least 33 firms with $1 billion or more in client assets changed hands in the first quarter.

Andrew Tasnady shares insights from FP’s annual pay survey and how he expects the grids to shift in the future.