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The promotion comes as the latest step in the consolidation process that's been ongoing since the $15 billion firm's founding last year.
June 3 -
Brokerages have until June 26 to decide if they want to take part in a pilot program allowing them to continue inspecting their branch office remotely; plus, the rundown on residential supervisory locations
May 31 -
Safety vetting generative AI in your techstack while anticipating regulatory changes can boost advisor productivity while giving firms a competitive edge.
May 30AdvisorEngine -
Fintech Flourish topped $5 billion in assets under custody and is launching into fee-based annuities; CEO Max Lane said he's learned a lot about the importance of data integration along the way.
May 29 -
The research-driven program recognizes RIAs with superior company practices, programs and benefits.
May 29 -
The giant custodian, retail brokerage and asset management firm has completed the industry's largest ever conversion with TD Ameritrade. What's next after a key executive's departure?
May 21 -
The Wall Street giant plans to use the money raised to originate, underwrite and hold loans backed by high-quality real estate.
May 14 -
The mammoth coup far outpaces other recruiting deals of recent memory.
May 10 -
More than a third of financial advisors will retire in the next decade in a profession in which nearly 3 out of 4 rookies fail to make the grade, creating a headcount problem for the industry.
May 10 -
The plan comes as part of CEO Ermotti's goal of narrowing the distance between his firm and its U.S. wealth management rivals.
May 10