RIAs

Firms are seeking these three specialties.

The planning association says it needs to undertake “transformational change,” but its latest proposal may just multiply its problems.

To win at cybersecurity, base your strategy on the way you are already serving clients.

As CEO Joe Duran prepares to meet potential investors, he faces one of the greatest sales pitches of his career.

Monthly charges are the area in which there’s the most variation amongst broker-dealers, writes recruiter Mark Elzweig.

“We are looking to grow a firm of high quality financial advisors who are looking to make a real difference in people’s lives,” the firm cofounder says.

While the average deal size has climbed above $1.3 billion, solo practices still continue to thrive.

By allowing disciplinary actions to be expunged from certificants’ records, the board is sabotaging its own efforts to raise industry standards.

A planner becomes a certified foster parent and grapples with loss when the child he has fostered is adopted by another family.

In a surprise move, Liz Nesvold sells investment bank Silver Lane Advisors to Raymond James Financial.