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Fiduciary standard
States’ rescue of fiduciary rule could backfire
Moves by Nevada and others threaten to create compliance confusion.
Fiduciary rule prompts more firms to outsource portfolio design
Mounting regulatory concerns and technology pressures have left advisors looking for outside help, new research shows.
The definitive fiduciary rule guide for advisors
Staying current with where the regulation stands can be hard. Here's what advisors need to know now.
Fiduciary fail? Key critic says robo advisors are falling short
When measured against a standard of care for best interest advice, digital wealth managers fall short, attorney Melanie Fein argues.
Fiduciary rule to make FINRA arbitration more difficult for advisors
The impartial conduct standards have boosted clients’ chances, a longtime arbitrator says.
Should the SEC regulate the ‘advisor’ title?
Advocates call for the commission to address investor confusion.
Fiduciary rule may be neutered by new DoL proposal, critics say
As prospects for the best interest contract exemption fade, the Labor Department is pursuing a "streamlined" exemption for conflict-free mutual fund shares.
Developing technology with advisors at heart
Fintech entrepreneurs with a common mission: to help planners, not disrupt them.
Trump admin signals intent to nix key fiduciary rule provision
The move will likely be seen as a win by the opponents of the regulation.
Praise and reproach for CFP Board’s proposed standards changes
The door has closed for public comments on the board’s propositions. While some industry heavyweights commended them, critics call out contradictions.
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