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A recent study suggests sales of "expensive" VAs fell as a result of the vacated rule. But there are other factors at play, writes Raymond James' Scott Stolz.October 16
PresidentRaymond James Insurance Group -
Insiders see a Democratic administration backing tightened investor protections as industry advocates look to tax legislation.October 8
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Director tenures, nominations and committees are changing after an independent task force identified weaknesses.October 1
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Actions hit a nine-year high and restitution climbed to the highest total since 2013 — even before the rule’s heightened scrutiny.September 25
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Expenses fell by 20 basis points and risk-adjusted returns climbed 92 bps, according to the study.September 24
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The department faced scathing criticism for hours from insurers and consumer advocates alike.September 8
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Tools from Betterment, Vestwell and FiduciaryShield make it easy for planners to become retirement plan advisors, but they need to think twice before jumping in.September 1
CEOFirst Ascent Asset Management
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Lower transaction costs can often come with higher expense ratios at the nation’s largest IBD.August 26
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More than 95% of comment letters submitted were opposed to the Labor Department’s proposed rule, according to a new analysis.August 24
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From regulations to taxes, big changes could be in the offing.August 20
